Ensuring Your Compliance Program Is Defensible to Regulators and Others

Compliance has become a front-and-center issue from the board down into the operations of financial institutions. Banks and credit unions aim to clearly define their commitment to regulations and obligations and demonstrate their integrity to stakeholders, regulators, employees, and clients. This requires a clear and unified compliance management strategy supported by processes and technology that help institutions defend their commitment to compliance and ethics. 

In this webinar, attendees will learn how to: 

• Define a compliance and ethics program and how it operates across the organization
• Engage employees at all levels of the bank/credit union in understanding what is expected of them 
• Deliver common processes for compliance across functions and departments 
• Build a defensible information architecture that shows that the financial services firm is managing compliance and ethics

About the Presenter:

Michael Rasmussen  The GRC Pundit & Analyst, GRC 20/20 Research, LLC With over 27 years of experience, Michael Rasmussen is an internationally recognized pundit on governance, risk management, and compliance (GRC) – with specific expertise on the topics of enterprise GRC, GRC technology, corporate compliance, and policy.